Cette formation est proposée sous forme de formation présentielle et à distance. En savoir plus

Description

Programme

This course is a supplementary course designed for professionals that provide advisory service within the meaning of MiFID II. It focuses on the customer advisory function and the related obligations and requirements. The contents of this module are the following:

·        Products and services related to investment advisory

o   Advisory Wealth Management

o   Discretionary Wealth Management

·        Application of MIFID II guidelines in product/client profiles

o   Regulated markets (RM)

o   Multi-Lateral Trading Facilities (MTF)

o   Organised Trading Facilities (OTF)

o   Over-the-Counter Markets (OTC)

o   Systematic Internaliser (SI)

o   Best Execution

·        Costs and fees of the advisory services provided to the client

·        Understanding the client’s needs and risk appetite

·        Basic principles of portfolio management

o   Modern theories of portfolio management

o   Capital asset pricing model

·        Measuring performance

·        Investment and strategies; alternative investments

·        Consequences of diversification

·        MiFID Update

o   MiFID Since its Inception

o   New ESG Framework

o   Relief Package

o   MiFID II/MiFIR Amendments

o   Digital Finance

o   After MiFID II, Comes MiFID III, Right? Key messages

·        Key Messages

·        Bibliography and references

·        Appendices

Target Audience

The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) on financial instruments, investment services or ancillary services to clients.

Speakers

Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.

Language

English or French


Modalités

Support de cours

Pour des raisons de respect de l'environnement veuillez noter qu'aucun support papier ne vous sera fourni lors de votre formation. Votre support de cours peut être téléchargé gratuitement avant le début du cours via notre portail client (télécharger ici le guide du portail client). Vous pourrez ainsi le consulter sur l’écran de votre appareil mobile ou l'imprimer en cas de besoin. Si votre inscription a été effectuée par un responsable formation de votre entreprise veuillez le contacter pour qu'il puisse vous y donner accès ou vous l'envoyer.

Certification

This module is part of the MiFID II Certification. For more details about this Certification, please click here.

Lieu
Classe virtuelle
A distance
Calculer l'itinéraire

Sessions et horaires

Télécharger le planning (PDF)

  • mer. 03.05.2023

    08:30 à 17:30

    8H

    MiFID II: Investment Advisory Services

    Chambre de Commerce Luxembourg

Télécharger le planning (PDF)

  • mar. 19.12.2023

    08:30 à 17:30

    8H

    MiFID II: Investment Advisory Services

    Chambre de Commerce Luxembourg