Banques

MiFID II: Certification

Registrations
How to register ?
Diagnostic
Can be booked on this page (on the right under category "Examen").
MiFID II Certification (Training Modules)
Select your module(s) from the programme below.
Click on the language (delivery in English / en Français) of the training title of your choice  to view the content of each module and register directly on each module's page.
Certifications (Final Examination)
Will be available for registration on this page from 15 March 2018 for the english version, and 30 March 2018 for the french version.
Description
The MiFID II Training Programme by House of Training has been specifically designed to fullfill the Luxembourg MiFID II Knowledge and Competence criteria as set out in CSSF Circulars 17/665 and 17/670, and has received the CSSF accreditation.

In light of the heterogeneous requirements that MiFID II in-scope entities may have, the MiFID II programme described hereafter is based on a blended learning approach with 10 independent modules, composed of 8 instructor-led courses and 2 complementary e-learning courses.

The programme can be booked as a one-stop solution (64 hours without the optional e-learning courses, or 76 hours with the optional e-learning courses) for an in-scope entity’s external MiFID II training programme or adapted to the specific needs of an in-scope entity. In the latter case, entities with specific needs freely choose which of the modules they want their employees to participate in. Firms booking the one-stop solution or selected modules can propose to their employees to pass a test at the end of the programme and, upon successful passing of the test, they will be awarded with a MiFID II certification for professionals providing investment information. A specific course and test for professionals providing investment advice can further be booked and will validate the necessary theoretical skills for any professional active in investment advisory services.

Target Audience

The persons concerned by the MiFID II Certification Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.

Programme
Certificate of participation and knowledge assessments

All following modules include the delivery of a certificate of participation (to be downloaded from the client portal).
Candidates willing to assess their knowledge after having completed a module have the possibility to register, per module, to an optional test that takes place every Tuesday and every last Thursday of each month, except on school holidays. This test is purely designed to validate the candidates' knowledge and will not lead in any case to a certification.

Programme

Instructions:
Select your module(s) from the programme below.
Click on the language (delivery in English / en Français) of the training title of your choice  to view the content of each module and register.
Note that for all modules, the programme is presented in English as the course material is exclusively written in English (regardless of the language of delivery). According to your choice, the module delivery will be either in English or in French.

Information and Advisory profiles
Module 1 (4 hrs) : Overview of MiFID II (delivery in English / en Français)
Module 2 (8 hrs) : Overview of Intl. Financial Markets (delivery in English / en Français)
Module 3 (8 hrs) : Debt instruments (delivery in English / en Français)
Module 4 (8 hrs) : Equities (delivery in English / en Français)
Module 5 (8 hrs) : Derivatives (delivery in English / en Français)
Module 6 (12 hrs) : Investment Funds (delivery in English / en Français)
Module 7 (8 hrs) : Risk, Compliance, Regulations (delivery in English / en Français)

Advisory profile only
Module 8 (8 hrs) : Investment Advisory Services (delivery in English / en Français)

Optional and complementary e-learning modules
Module 9 (10 hrs) : e-learning Intl. Financial Markets (delivery in English / en Français)
Module 10 (2 hrs) : e-learning Financial Mathematics (delivery in English)
Diagnostic, Assessments and Certifications
Diagnostic
Candidates can assess their current knowledge level by performing a diagnostic, helping them to determine which modules are recommended.
A diagnostic in English can be booked on this page.

Knowledge Assessments
The knowledge acquired from each module can be validated by means of a written test, which will not lead to a certification. 
Knowledge assessments in English can be booked on request, on the corresponding module pages by contacting our customer service. (as per described in the programme).

Certifications
Candidates willing to receive the MiFiD II Certification will have to pass a final examination at the end of the MiFID II instructor-led Training Programme (modules 1 to 8). The final assessments (Examination type «Multiple choice») has a target rate set at 70%.

Candidates that only attended several modules of the programme have also the possibility to participate in the final Certification.

Certification for "Information Profile"A candidate successfully passing modules 1 to 7 final Certification assessment will see himself delivered with a “MiFID II certification for professionals providing investment information”.

Certification for "Advisory Profile"Candidates successfully passing modules 1 to 8 final Certification assessment will be awarded with a “MiFID II certification for professionals providing investment advice”.

Certifications will be available for registration on this page in english as of 15 March 2018, in french as of 30 March 2018.

Languages
Modules delivery: English or French (now available)
Course materials: English
Diagnostic: English (now available)
Assessment tests: English (on request only)
Certifications: English (as of 15/3) or French (as of 30/3)
Venue and dates
The courses take place at the Training Center of House of Training, in the Chamber of Commerce in Luxembourg. 
Adress:
7, rue Alcide de Gasperi
L-1615 Luxembourg
Brochure

Our MiFID II Brochure can be downloaded here.

Formation
Formation
& Examen
Examen
EN
3 h
Chambre de Commerce Luxembourg
7, rue Alcide de Gasperi
L-1615 Luxembourg
Luxembourg
cliquez ici pour voir le plan
100,00 EUR